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Consultancy reports on the review of the compliance measures established in financial institutions to ensure proper compliance with the obligations established therein for the prevention of money laundering ONCE

A thorough review report of all customer relationship processes by the organization in order to verify the correct compliance with the modifications observed in the Law 10/2010 as a consequence of the Royal Decree 11/2018. We reviewed step by step all the actual and potential casuistry of customer relations in order to identify any operational […]

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Implementation of tools, certification of their correct operation in the field of remote identification of the company’s new customers.

Consultancy work in the selection of suitable tools to improve remote customer registration processes in compliance with the requirements established by the regulations in force. Certification of the proper implementation by the entities of remote customer registration tools in compliance with the regulation and the requirements derived from it.

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Evaluation, at the request of our clients, of the effect that certain modifications to the current standard could have on the scope of the obligations and measures to be implemented in order to ensure their correct application.

Preparation of risk assessment reports in which the modifications observed in the regulatory compliance regulations with respect to the previously existing one, the increase of obligations that this implies for the same, evaluation of the measures to be implemented, modifications to be made with respect to the internal policies of the entity in question, control […]

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Expert report on the nullity of a series of CFD trading contracts, master agreement for services and products, as well as the deed of acknowledgment of debt with pledged collateral.

The purpose of our expert report was to carry out an objective and independent analysis of the Investment Services provided by the Entity to the Client, demonstrating (i) the adequate diligence applied; (ii) that the relationship was of mere execution; (iii) the adequacy of the measures applied in relation to best market practices.

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Expert report within the scope of the request for a declaration of nullity of the contracts for the acquisition of Options and Preferred Participations, as well as all those contracts from which they derive and those that are a consequence of these contracts.

In this report we ratified, from an economic-financial and banking practice point of view, and with market data, to carry out an objective and independent analysis in relation to (i) the nature of the Contract subscribed by the Clients “Preferred Participations”, “Subordinated Bonds” and their economic results for them, (ii) the Clients’ investment profile, and […]

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Expert report within the scope of a claim against an entity for false information provided for the signing of a financial agency contract.

Expert Report at the request of the legal representatives of the Financial Institution, with the purpose of evaluating from an economic-financial point of view the points set forth in the Complaint. In line with the above, our report analyzes (i) the reasonably expected profitability for the Banking Agency in dispute at the date of commencement […]

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Evaluation of the reasonableness and economic sense of several exchange rate risk hedging contracts entered into between the company and a financial institution.

Expert Report prepared at the request of a financial institution, in order that, as an Independent Expert, we could carry out an objective and independent analysis, from an economic and financial point of view, evaluating the reasonableness and economic sense of several Exchange Rate Risk Hedging Contracts entered into between the Company and the Institution, […]

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Certification of the balance of financial debts

In this regard, we issued an expert report in which, from an economic-financial point of view, we proceeded to certify what would be the net amount to be crossed between the Parties in the event of a nullity of the loan subscribed between the Parties, leaving both subscribers in the hypothetical situation in which the […]

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    eXpert Witness Forensic & Compliance is a boutique of Economic-Financial Experts in analysis and issuance of Expert Reports professionally assisting in procedures related to disputes before the occurrence of litigation, arbitration, negotiations or mediations, as well as in the field of Fraud Prevention and Investigation or in the implementation of Regulatory Compliance and Internal Control Programs.

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